Pershing Mailing Schedule for 2013 Tax Reporting

To ensure that clients receive accurate information as early as possible, Pershing utilizes a phased mailed schedule for tax reporting documentation.

Below is a brief overview of the scheduled mailing dates and a description of the mailing event.

Phase 1 – Scheduled Date: January 31, 2014 – Mailing Event: Form 1099 for accounts with no income reclassifications.

Phase 2 – Scheduled Date: February 18, 2014 – Mailing Event: Form 1099 for accounts that previously had pending income reclassifications, but Pershing has now received final tax information, Pending 1099 mailing for accounts that are awaiting data from issuers and revised 1099s from Phase 1.

Phase 3 – Scheduled Date: February 28, 2014 – Mailing Event: Form 1099 mailing for accounts which were pending information from the issuers as well as revised documents for accounts within the Phase 1 and Phase 2 mailings.

Phase 4 – Scheduled Date: March 17, 2014 – Mailing Event: Form 1099 mailing for all remaining accounts, regardless of whether pending income reclassification information has been received from the issuers, including revised documents for all previous phases.

For more detailed information please log on to NetX360 and go to Resources, Resources Home and type in Phased Mailing Schedule for 2013 Client Tax Reporting and click go. You will be able to view an Advisor based document with more detailed information.